0001193125-19-038038.txt : 20190213 0001193125-19-038038.hdr.sgml : 20190213 20190213162833 ACCESSION NUMBER: 0001193125-19-038038 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190213 GROUP MEMBERS: BALDERTON CAPITAL INVESTMENTS LTD GROUP MEMBERS: BALDERTON CAPITAL IV L1 S.A.R.L. GROUP MEMBERS: BALDERTON CAPITAL IV L2 S.A.R.L. GROUP MEMBERS: BALDERTON CAPITAL PARTNERS IV, L.P. GROUP MEMBERS: GARY MAUGER GROUP MEMBERS: JAMES NICOLLE GROUP MEMBERS: JEROME MISSO GROUP MEMBERS: SURANGA CHANDRATILLAKE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Talend SA CENTRAL INDEX KEY: 0001668105 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: I0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-89857 FILM NUMBER: 19597640 BUSINESS ADDRESS: STREET 1: 800 BRIDGE PARKWAY STREET 2: SUITE 200 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-539-3200 MAIL ADDRESS: STREET 1: 800 BRIDGE PARKWAY STREET 2: SUITE 200 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BALDERTON CAPITAL IV LP CENTRAL INDEX KEY: 0001453566 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 20 BALDETON STREET CITY: LONDON STATE: XX ZIP: W1K 6T1 BUSINESS PHONE: 44 (0) 20 7016 6800 MAIL ADDRESS: STREET 1: 20 BALDETON STREET CITY: LONDON STATE: XX ZIP: W1K 6T1 SC 13G/A 1 d701354dsc13ga.htm SC 13G/A SC 13G/A

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Schedule 13G

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

(Amendment No. 2)*

 

 

Talend S.A.

(Name of Issuer)

Ordinary shares, nominal value of €0.08

(Title of Class of Securities)

874224207

(CUSIP Number)

December 31, 2018

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

(Continued on following pages)

Page 1 of 14 Pages

Exhibit Index Contained on Page 14


CUSIP NO. 874224207    13 G    Page 2 of 14

 

  1      

NAME OF REPORTING

SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Balderton Capital IV L2 S.à.r.l. (“BC IV L2”)

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Luxembourg

NUMBER OF

SHARES

BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

     5     

SOLE VOTING POWER

 

0

     6   

SHARED VOTING POWER

 

0

     7   

SOLE DISPOSITIVE POWER

 

0

     8   

SHARED DISPOSITIVE POWER

 

0

  9      

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0%

12  

TYPE OF REPORTING PERSON*

 

FI


CUSIP NO. 874224207    13 G    Page 3 of 14

 

  1      

NAME OF REPORTING

SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Balderton Capital IV L1 S.à.r.l.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Luxembourg

NUMBER OF

SHARES

BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

     5     

SOLE VOTING POWER

 

0

     6   

SHARED VOTING POWER

 

0

     7   

SOLE DISPOSITIVE POWER

 

0

     8   

SHARED DISPOSITIVE POWER

 

0

  9      

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0%

12  

TYPE OF REPORTING PERSON*

 

FI


CUSIP NO. 874224207    13 G    Page 4 of 14

 

  1      

NAME OF REPORTING

SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Balderton Capital IV, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

     5     

SOLE VOTING POWER

 

0

     6   

SHARED VOTING POWER

 

0

     7   

SOLE DISPOSITIVE POWER

 

0

     8   

SHARED DISPOSITIVE POWER

 

0

  9      

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0%

12  

TYPE OF REPORTING PERSON*

 

PN

 


CUSIP NO. 874224207    13 G    Page 5 of 14

 

  1      

NAME OF REPORTING

SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Balderton Capital Partners IV, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

     5     

SOLE VOTING POWER

 

0

     6   

SHARED VOTING POWER

 

0

     7   

SOLE DISPOSITIVE POWER

 

0

     8   

SHARED DISPOSITIVE POWER

 

0

  9      

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0%

12  

TYPE OF REPORTING PERSON*

 

PN


CUSIP NO. 874224207    13 G    Page 6 of 14

 

  1      

NAME OF REPORTING

SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Balderton Capital Investments Limited

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Guernsey

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     5     

SOLE VOTING POWER

 

0

     6   

SHARED VOTING POWER

 

0

     7   

SOLE DISPOSITIVE POWER

 

0

     8   

SHARED DISPOSITIVE POWER

 

0

  9      

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0%

12  

TYPE OF REPORTING PERSON*

 

FI

 


CUSIP NO. 874224207    13 G    Page 7 of 14

 

  1      

NAME OF REPORTING PERSON

 

Suranga Chandratillake

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

England

NUMBER OF

SHARES

BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

     5     

SOLE VOTING POWER

 

4,088

     6   

SHARED VOTING POWER

 

0

     7   

SOLE DISPOSITIVE POWER

 

4,088

     8   

SHARED DISPOSITIVE POWER

 

0

  9      

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0%*

12  

TYPE OF REPORTING PERSON*

 

IN

 

*

Based on 30,075,075 ordinary shares outstanding as of September 30, 2018 as reported on the Issuer’s Form 6-K filed with the United States Securities and Exchange Commission on November 7, 2018.


CUSIP NO. 874224207    13 G    Page 8 of 14

 

  1      

NAME OF REPORTING PERSON

 

Jerome Misso

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

England

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     5     

SOLE VOTING POWER

 

0

     6   

SHARED VOTING POWER

 

0

     7   

SOLE DISPOSITIVE POWER

 

0

     8   

SHARED DISPOSITIVE POWER

 

0

  9      

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0%

12  

TYPE OF REPORTING PERSON*

 

IN

 


CUSIP NO. 874224207    13 G    Page 9 of 14

 

  1      

NAME OF REPORTING PERSON

 

Gary Mauger

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

England

NUMBER OF

SHARES

BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

     5     

SOLE VOTING POWER

 

0

     6   

SHARED VOTING POWER

 

0

     7   

SOLE DISPOSITIVE POWER

 

0

     8   

SHARED DISPOSITIVE POWER

 

0

  9      

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0%

12  

TYPE OF REPORTING PERSON*

 

IN

 


CUSIP NO. 874224207    13 G    Page 10 of 14

 

  1      

NAME OF REPORTING PERSON

 

James Nicolle

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

England

NUMBER OF

SHARES

BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

     5     

SOLE VOTING POWER

 

0

     6   

SHARED VOTING POWER

 

0

     7   

SOLE DISPOSITIVE POWER

 

0

     8   

SHARED DISPOSITIVE POWER

 

0

  9      

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0%

12  

TYPE OF REPORTING PERSON*

 

IN

 


CUSIP NO. 874224207    13 G    Page 11 of 14

 

This Amendment No. 2 to Schedule 13G amends and restates in its entirety the Schedule 13G previously filed by BV IV L2, BCIV L1, BC IV, BCP IV, BCIL, Chandratillake, Misso, Andrew Whittaker and Nicolle (collectively, the “Reporting Persons”) on February 14, 2017 and Amendment No. 1 to Schedule 13G filed on February 9, 2018 (together with all prior and current amendments thereto, this “Schedule 13G”). Only those items that are hereby reported are amended; all other items reported in the Schedule 13G remain unchanged. Information given in response to each item shall be deemed incorporated by reference in all other items, as applicable. Capitalized terms not defined in this Amendment No. 2 have the meanings ascribed to them in the Schedule 13G.

 

ITEM 4.

OWNERSHIP

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a) Amount beneficially owned:

See Row 9 of cover page for each Reporting Person.

(b) Percent of Class:

See Row 11 of cover page for each Reporting Person.

(c) Number of shares as to which such person has:

 

  (i)

Sole power to vote or to direct the vote:

See Row 5 of cover page for each Reporting Person.

 

  (ii)

Shared power to vote or to direct the vote:

See Row 6 of cover page for each Reporting Person.

 

  (iii)

Sole power to dispose or to direct the disposition of:

See Row 7 of cover page for each Reporting Person.

 

  (iv)

Shared power to dispose or to direct the disposition of:

See Row 8 of cover page for each Reporting Person.

 

ITEM 5.

OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5% of the class of securities, check the following: ☒

 

ITEM 6.

OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.

Not applicable.


CUSIP NO. 874224207    13 G    Page 12 of 14

 

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 12, 2019

 

BALDERTON CAPITAL IV L1 S.À.R.L.
By:  

/s/ Christophe Ponticello

Name: Christophe Ponticello
Title: Manager
By:  

/s/ Simon Henin

Name: Simon Henin
Title: Manager
BALDERTON CAPITAL IV L2 S.À.R.L.
By:  

/s/ Christophe Ponticello

Name: Christophe Ponticello
Title: Manager
By:  

/s/ Simon Henin

Name: Simon Henin
Title: Manager
BALDERTON CAPITAL IV, L.P.
By:   Balderton Capital Partners IV, L.P.,
  Its general partner
By:  

Balderton Capital General Partner IV, LLC,

Its general partner

By:  

/s/ Andrew Carre

Name: Andrew Carre
Title: Manager
BALDERTON CAPITAL PARTNERS IV, L.P.
By:   Balderton Capital General Partner IV, LLC,
  Its general partner
By:  

/s/ Andrew Carre

Name: Andrew Carre
Title: Manager


CUSIP NO. 874224207    13 G    Page 13 of 14

 

BALDERTON CAPITAL INVESTMENTS LIMITED
By:  

/s/ James Nicolle

Name: James Nicolle
Title: Director
SURANGA CHANDRATILLAKE

/s/ Suranga Chandratillake

Suranga Chandratillake

JEROME MISSO

/s/ Jerome Misso

Jerome Misso

GARY MAUGER

/s/ Gary Mauger

Gary Mauger

JAMES NICOLLE

/s/ James Nicolle

James Nicolle


CUSIP NO. 874224207    13 G    Page 14 of 14

 

EXHIBIT INDEX

 

Exhibit

   Found on
Sequentially
Numbered
Page
 

Exhibit A: Agreement of Joint Filing

     —    

 

EX-99.A 2 d701354dex99a.htm EX-99.A EX-99.A

EXHIBIT A

Agreement of Joint Filing

The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the ordinary shares of Talend S.A. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G.

Date: February 12, 2019

 

BALDERTON CAPITAL IV L1 S.À.R.L.
By:  

/s/ Christophe Ponticello

Name:   Christophe Ponticello
Title:   Manager
By:  

/s/ Simon Henin

Name:   Simon Henin
Title:   Manager
BALDERTON CAPITAL IV L2 S.À.R.L.
By:  

/s/ Christophe Ponticello

Name:   Christophe Ponticello
Title:   Manager
By:  

/s/ Simon Henin

Name:   Simon Henin
Title:   Manager
BALDERTON CAPITAL IV, L.P.
By: Balderton Capital Partners IV, L.P., Its general partner
By: Balderton Capital General Partner IV, LLC, Its general partner
By:  

/s/ Andrew Carre

Name:   Andrew Carre
Title:   Manager
BALDERTON CAPITAL PARTNERS IV, L.P.
By: Balderton Capital General Partner IV, LLC, Its general partner
By:  

/s/ Andrew Carre

Name:   Andrew Carre
Title:   Manager


BALDERTON CAPITAL INVESTMENTS LIMITED
By:  

/s/ James Nicolle

Name:   James Nicolle
Title:   Director
SURANGA CHANDRATILLAKE

/s/ Suranga Chandratillake

Suranga Chandratillake

JEROME MISSO

/s/ Jerome Misso

Jerome Misso

GARY MAUGER

/s/ Gary Mauger

Gary Mauger

JAMES NICOLLE

/s/ James Nicolle

James Nicolle